Best Investors Account Sign in
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2004-09-30
  • WI RA
    APPROVED
    Since 2004-09-30

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2004 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 09/2004 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2010 05/2017
  • 08/2004 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2004 → Present
    Milwaukee, WI
  • 07/2010 → 05/2017
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2001-02-23 → 2004-09-02
    Strong Capital Management Inc
    Menomonee Falls, WI
Other Businesses

1. BOARD MEMBER, ST JOAN ANTIDA HIGH SCHOOL, 1341 N CASS ST, MILWAUKEE, , WISCONSIN, 53202, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 06/28/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD OF DIRECTORS. ALSO ON THE MARKETING COMMITTEE AND FINANCE COMMITTEE. 2. BOARD MEMBER, NORTHWESTERN MUTUAL CREDIT UNION, BANK, START DATE: 4/21/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD POSITION. OVERSIGHT OF NM CREDIT UNION OPERATIONS 3. INVESTMENT COMMITTEE MEMBER, ALVERNO COLLEGE, ALVERNO COLLEGE 3400 S 43RD ST, MILWAUKEE, , WISCONSIN, 53234, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 11/01/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ALVERNO COLLEGE INVESTMENT COMMITTEE 4. TRUSTEE, ALVERNO COLLEGE, ALVERNO COLLEGE, 3400 S 43RD ST, MILWAUKEE, , WISCONSIN, 53234, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 05/26/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-15
  • S66 Uniform Combined State Law Examination
    2001-02-15
Other Names
  • Ellen Louise Plutshack

View on SEC IAPD

More in Milwaukee, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor