Gregory Karl Lauray

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2006-12-11

PA RA
APPROVED

Since 2006-12-11

Branch Locations

Nazareth, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gregory K. Lauray & Co	Springfield	NJ	09/1986	Present
Cetera Financial Specialists Llc	Schaumburg	IL	10/2005	Present
Cetera Investment Advisers Llc	Schaumburg	IL	12/2006	Present

09/1986 → Present

Gregory K. Lauray & Co

Springfield, NJ
10/2005 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
12/2006 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1)CPA FIRM ; NOT INVESTMENT RELATED; CPA FIRM; OWNER; SD:1986; OWNER/MANAGER; 40 HR WORK WEEK; YES/NONE. 2)CPA FIRM ; NOT INVESTMENT RELATED; CPA FIRM; OWNER; SD:1986; MANAGES FIRM AND CLIENT RELATIONS; 40+HR WORK WEEK; YES, NO OTHER OWNERS.611 CENTER STREET, BETHLEHEM, PA 18018 - ACCOUNTING FIRM 150 JFK PARKWAY, SUITE 100, SHORT HILLS, NJ 07081 3) NAME OF OTHER BUSINESS: EXPERT TAX & ACCOUNTING LLC; INVESTMENT RELATED: NO; ADDRESS: PO BOX 1860, BETHLEHEM, PA 18016; NATURE OF BUSINESS: TAX PREPARATION; START DATE: 01/2016; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: TAX PREPARTATION; 4)NAME OF OTHER BUSINESS: 740 EAST 4TH STREET LLC; INVESTMENT RELATED: NO; ADDRESS: PO BOX 1860, BETHLEHEM, PA 18016; NATURE OF BUSINESS: RENTAL REAL ESTATE; START DATE: 10/2016; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: RENTAL REAL ESTATE; 5)NAME OF OTHER BUSINESS: 1403 WASHINGTON STREET LLC; INVESTMENT RELATED: NO; ADDRESS: PO BOX 1860, BETHLEHEM, PA 18016; NATURE OF BUSINESS: RENTAL REAL ESTATE; START DATE: 10/2016; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: RENTAL REAL ESTATE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-10-31
S66	Uniform Combined State Law Examination	1999-12-16

S65 Uniform Investment Adviser Law Examination

2002-10-31
S66 Uniform Combined State Law Examination

1999-12-16

View on SEC IAPD