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Holly Begley

R. F. Lafferty & Co., Inc.

South River, NJ

New York, NY

CRD 3065651

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Employer firm

R. F. Lafferty & Co., Inc. CRD 2498

$130M regulatory AUM 60 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
R. F. Lafferty & Co., Inc.

40 Wall Street Suite 3602, New York, NY 10005 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-12-20
  • NJ RA
    APPROVED
    Since 2017-12-20

Branch Locations

South River, NJ • United States

40 Wall Street Suite 3602, New York, NY 10005 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rf Lafferty &Co. Inc. New York NY 08/2002 Present
  • 08/2002 → Present
    Rf Lafferty &Co. Inc.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-18
S63 Uniform Securities Agent State Law Examination 2000-07-10
  • S66 Uniform Combined State Law Examination
    2017-12-18
  • S63 Uniform Securities Agent State Law Examination
    2000-07-10
Other Names
  • Holly Singh
  • Holly Singh

View on SEC IAPD

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