Peter Arpad Trummer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-04-02
TX	RA	APPROVED	2024-04-01

CA RA
APPROVED

Since 2024-04-02
TX RA
APPROVED

Since 2024-04-01

Branch Locations

Truckee, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Peter Trummer Insurance	Truckee	CA	07/1997	Present
Western International Securities, Inc.	Pasadena	CA	03/2005	04/2024
Lpl Financial Llc	Truckee	CA	04/2024	Present

07/1997 → Present

Peter Trummer Insurance

Truckee, CA
03/2005 → 04/2024

Western International Securities, Inc.

Pasadena, CA
04/2024 → Present

Lpl Financial Llc

Truckee, CA

Previous Registrations

2006-02-13 → 2024-04-03

Western International Securities, Inc.

Incline Village, NV

Crystal Bay, NV

Truckee, CA
1998-07-27 → 2005-03-28

Waddell & Reed

Reno, NV

Other Businesses

1) 03/04/2024 - PETER TRUMMER INSURANCE - Insurance Agency - Owner and Insurance Broker - Health Insurance - CA 96161 - Investment related - 5 Hours per month - Start date: 07/01/1997. 2) 03/04/2024 - PETER TRUMMER INSURANCE - Non-Variable Insurance - Health Insurance - CA 96161 - Investment related - Investment related - 5 Hours per month - Start date: 07/01/1997.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1998-06-19

S66 Uniform Combined State Law Examination

1998-06-19

View on SEC IAPD