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Account
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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-08-26 |
| TX | RA | APPROVED | 2025-08-26 |
Branch Locations
Incline Village, NV • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-02-10 |
| TX | RA | APPROVED_RES | 2022-05-12 |
| CA | RA | APPROVED | 2022-05-11 |
Branch Locations
1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States
750 University Ave , Suite 240, Los Gatos, CA 95032 • United States
Incline Village, NV • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Los Gatos | CA | 10/2012 | 05/2022 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 05/2022 |
| Rockefeller Financial Llc | Los Gatos | CA | 05/2022 | Present |
| Rockefeller Financial Llc | Incline Village | NV | 02/2023 | Present |
| Rockefeller Capital Management | Incline Village | NV | 08/2025 | Present |
1) Bradshaw Young LLC, 825 Lakeshore Blvd., Incline Village, NV 89451, Investment Related, Real Estate, Owner, March 15, 2022, 1 hour per month, zero hours during trading hours. 2) Forever Young OR LLC; Investment related; Incline Village, NV; Owner; 10/01/2024; 1 hours a month and 0 hours during trading hours; LLC holds rental property. 3) Forever Young NV LLC; Investment related; Incline Village, NV; Owner; 10/24/2024; 1 hours a month and 0 hours during trading hours; LLC holds two rental properties and a plane.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-23 |
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