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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-12-18 |
Branch Locations
Citi Retail Banking 7889 Dublin Blvd., Dublin, CA 94568 • United States
Cwm Retails, Sales 20 Crescent Drive, Suite 5C, Pleasant Hill, CA 94523 • United States
Hayward, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Castro Valley | CA | 05/2007 | Present |
Approved Activity: Rental Property Castro Valley. CA//Is the outside business investment-related, per the definition given below? YES//What is the date the rental/real estate affiliation started? 09/15/2024//What is your title? Owner of the property//What are your duties? (Be brief) Rent out the property for income//How many hours do you devote to the outside business each month during securities trading hours? 0//How many hours do you devote to the outside business each month outside of securities trading hours? 1-5
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-30 |
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