Matthew William Crafa

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-09-30
FL	RA	APPROVED	2023-07-31
NY	RA	APPROVED	2021-03-20
NJ	RA	APPROVED	2011-03-24

NC RA
APPROVED

Since 2024-09-30
FL RA
APPROVED

Since 2023-07-31
NY RA
APPROVED

Since 2021-03-20
NJ RA
APPROVED

Since 2011-03-24

Branch Locations

390 Old Country Road 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Osaic Wealth, Inc.	Garden City	NY	07/2007	Present

07/2007 → Present

Osaic Wealth, Inc.

Garden City, NY

Previous Registrations

2005-07-22 → 2007-08-07

Oppenheimer & Co. Inc.

Melville, NY

Melville, NY
2004-03-23 → 2005-07-22

Ladenburg Thalmann Asset Management Inc

Melville, NY
2002-11-25 → 2004-01-29

Quick & Reilly, Inc.

Garden City, NY

Other Businesses

1) RETIREMENT ADVISORY SERVICE CORP POSITION: Financial Consultant NATURE: LLC treated as an S corp for taxes INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 16 START DATE: 04/01/2026 ADDRESS: 1300 Virginia Drive, Suite 123, Ft Washington PA 19034, United States DESCRIPTION: Servicing financial consultant to the firms client book of business. 2) GATEWAY GROUP LLC POSITION: Shareholder NATURE: LLC- I own 2 shares Ownership of Gateway Group LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2016 ADDRESS: 390 Old Country Rd, 2nd Floor, Garden City NY 11379, United States DESCRIPTION: Shareholder 3) GATEWAY INVESTMENTS, LLC POSITION: Director NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2017 ADDRESS: 390 Old Country Rd, 2nd Floor, Garden City NY 11530, United States DESCRIPTION: Marketing name to promote my investment business

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-03-18
S63	Uniform Securities Agent State Law Examination	1998-10-26

S65 Uniform Investment Adviser Law Examination

1999-03-18
S63 Uniform Securities Agent State Law Examination

1998-10-26

View on SEC IAPD