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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-21
MI RA APPROVED 2010-10-12
  • TX RA
    APPROVED_RES
    Since 2017-03-21
  • MI RA
    APPROVED
    Since 2010-10-12

Branch Locations

945 West Norton Ave., Muskegon, MI 49441-4175 • United States

Ada, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Grand Rapids MI 01/2004 Present
Other Businesses

1. Two Fish Foundation, Advisory role for a missionary minded and local church supported organization, Advisor or advisory group member if advice given may influence an officer/board, Participate in an advisory role, meeting 6 times per year, making various decision around church program support and sending and providing financial assistance to individual missionaries locally and abroad, start date-7/1/2021, MichiganUnited States-49301.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-13
S63 Uniform Securities Agent State Law Examination 1998-12-29
  • S66 Uniform Combined State Law Examination
    2004-04-13
  • S63 Uniform Securities Agent State Law Examination
    1998-12-29

View on SEC IAPD

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