Best Investors
Account
Sign in
Best Investors
Account
Sign in
Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-11 |
| CA | RA | APPROVED | 2025-09-10 |
Branch Locations
555 California Street, San Francisco, CA 94104 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Walnut Creek | CA | 03/2021 | 08/2022 |
| Mechanics Bank | Walnut Creek | CA | 06/2015 | 04/2021 |
| Bank Of America, N.A. | Walnut Creek | CA | 04/2021 | 08/2022 |
| East West Bank | San Francisco | CA | 08/2022 | 08/2025 |
| Cetera Investment Services Llc | St Cloud | MN | 08/2022 | 08/2025 |
| Cetera Investment Advisers Llc | San Francisco | CA | 08/2022 | 08/2025 |
| Morgan Stanley | San Francisco | CA | 08/2025 | Present |
658270 - Bay Area Boxing; Investment Related - No; Belmont, California; Recreation; Contractor (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 05/2006; During Business Hours: 0; After Business Hours: 12; Boxing Instructor.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-27 |
Reach out to this advisor