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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-02-28
SD RA APPROVED 1998-07-13
  • TX RA
    APPROVED_RES
    Since 2012-02-28
  • SD RA
    APPROVED
    Since 1998-07-13

Branch Locations

1216 E Cherry St Ste 102, Vermillion, SD 57069 • United States

905 W Cedar St, Beresford, SD 57004 • United States

5120 S Western Ave Ste 101, Sioux Falls, SD 57108 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Beresford SD 09/2005 03/2020
Ameriprise Financial Services, Llc Beresford SD 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; 265th Street, , Platte, SD, 57369; Investment-Related; 05/01/2006 / Commercial; 905 West Cedar Street, , Beresford, SD, 57004; Investment-Related; 12/21/2015 / Lot/Land; 265th Street, , Platte, SD, 57369; Investment-Related; 11/15/2010 / Lot/Land; 265th Street, , Platte, SD, 57369; Investment-Related; 12/03/2012 / Lot/Land; 265th Street, , Platte, SD, 57369; Investment-Related; 10/11/2018 / Lot/Land; 265th Street, , Platte, SD, 57369; Investment-Related; 05/29/2020. Business Ownership; Schaap Enterprises LLC; Property Owner; Commercial Real Estate Rental; 905 West Cedar St.Beresford SD 57004, ,; Investment-Related; 10/01/2015; 1 to 9 hours per month; 0 during trading hours / Ahead of the Jet LLC; Owner; Manage Ameriprise Business; 905 West Cedar St, PO box 306, Beresford, SD, 57004; Investment-Related; 10/01/2026; 1 to 9 hours per month; 0 during trading hours / Anchor Wealth Solutions; Owner; Manage Ameriprise Business; 905 West Cedar St, po Box 306, Beresford, SD, 57004; Investment-Related; 10/01/2026; 60 hours per month; 60 during trading hours. Board of Directors; Beresford Housing and Redevelopment; Treasurer; 101 N. 3rdBeresford SD 57004, ,; Not Investment-Related; 06/01/2009; 1 to 9 hours per month; 1 to 9 during trading hours / Living Word Free Lutheran Church; President; 7901 S. Meredith Ave., , Sioux Falls , SD, 57108; Not Investment-Related; 02/01/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Ahead of the Jet LLC; Owner; Manage advisory business; 905 West Cedar St., PO Box 306, Beresford, SD, 57004; Investment-Related; 10/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-09
S63 Uniform Securities Agent State Law Examination 1998-06-29
  • S65 Uniform Investment Adviser Law Examination
    1998-07-09
  • S63 Uniform Securities Agent State Law Examination
    1998-06-29

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