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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2019-01-18
  • AL RA
    APPROVED
    Since 2019-01-18

Branch Locations

123 N Marion St, Athens, AL 35611 • United States

213 North Court Street, Florence, AL 35630 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Florence AL 01/2009 01/2019
Raymond James Financial Services, Inc. Florence AL 01/2019 Present
Raymond James Financial Services Advisors, Inc. Florence AL 01/2019 Present
First Baptist Church Athens AL 10/2020 11/2020
  • 01/2009 → 01/2019
    Wells Fargo Advisors
    Florence, AL
  • 01/2019 → Present
    Raymond James Financial Services, Inc.
    Florence, AL
  • 01/2019 → Present
    Florence, AL
  • 10/2020 → 11/2020
    First Baptist Church
    Athens, AL
Previous Registrations
Other Businesses

(1)Name of Business: Albert P Bush and Ann Y Bush LLC Address: 1421 Redbud St , Athens, AL, 35611, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 10/06/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: None. (2)Name of Business: FAB financial services Address: 213 North Court Street, Florence, AL, 35630, United States Activity Type: Support Company - Owner Position/Title: Other, Independent Contractor, Officer - President Investment Related: No Start Date: 10/01/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: The company is an LLC and I am the President. There are no other individuals associated with this LLC. (3)Name of Business: First Baptist Church Address: 201 East Hobbs Street, Athens, AL, 35611, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 10/01/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Church Treasurer. I'll be member of budget and finance committee which will entail monthly meetings. (4)Name of Business: Growl LLC Address: 1421 Redbud St , Athens, AL, 35611, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 10/06/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: None. (5)Name of Business: Paid 4 Soon LLC Address: Other, Athens, AL, 35611, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 09/28/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: None.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-07-17
  • S63 Uniform Securities Agent State Law Examination
    1998-07-17

View on SEC IAPD

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