Donald Francis Foley

Employer firm

Hilltop Securities Asset Management, LLC CRD 110760

$37.7B regulatory AUM 60 advisory clients

Reported services (Item 5G)

• Portfolio management (institutions)
• Educational seminars
• INVESTMENT POLICY REVIEW; PORTFOLIO REVIEW; BIDDING AGENT SRVCS AND ARBITRAGE, REBATE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → Present
  Hilltop Holdings Inc.
  Dallas, TX

Previous Registrations

• 2006-03-16 → 2006-04-27
  Hilltop Securities Asset Management, Llc
  Dallas, TX
• 2004-06-03 → 2005-09-30
  J. B. Hanauer & Co.
  Parsippany, NJ

Other Businesses

Hilltop Holdings Inc. - Compliance responsibility over HTS, a subsidiary of HTH.

Exams

• S66 Uniform Combined State Law Examination
  2004-05-29

Other Names

• Donald Franics Foley