Michelle Mingmei Lee

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2007 → Present
  Citigroup Global Markets
  Houston, TX
• 06/2009 → Present
  Morgan Stanley Smith Barney
  Sugarland, TX
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2008-01-18 → 2009-06-01
  Citigroup Global Markets Inc.
  Sugarland, TX
• 1999-03-01 → 2007-11-06
  Chase Investment Services Corp.
  Houston, TX
  Houston, TX

Other Businesses

*390785 - Michelle Lee and Chieh Lee; Investment related - Yes; San Jose, California; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); May 2012; During business hours: 0; After business hours: 1.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-04-05
• S63 Uniform Securities Agent State Law Examination
  1998-11-10