Paul Michael Clancy

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → Present
  Rbc Capital Markets Corporation
  Philadelphia, PA

Previous Registrations

• 2005-10-12 → 2007-12-14
  A. G. Edwards & Sons, Inc.
  St. Louis, MO
  St Louis, MO
  Hunt Valley, MD
  Philadelphia, PA
• 2002-09-27 → 2004-09-02
  Td Wealth Management Services Inc.
  Philadelphia, PA

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-14
• S63 Uniform Securities Agent State Law Examination
  1998-10-09