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Edward William Sheehan

Raymond James & Associates, Inc.

Boston, MA

Seabrook, NH

CRD 3064411

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-09
NH RA APPROVED 2021-05-18
  • TX RA
    APPROVED_RES
    Since 2024-02-09
  • NH RA
    APPROVED
    Since 2021-05-18

Branch Locations

One International Place Suite 2810, Boston, MA 02110 • United States

Seabrook, NH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc Boston MA 03/2007 09/2016
Raymond James & Associates, Inc. Boston MA 09/2016 06/2021
Raymond James & Associates, Inc. Seabrook NH 06/2021 Present
Other Businesses

SERVE ON THE BOARD OF GOVERNORS FOR THE HAVERHILL GOLF & COUNTRY CLUB

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-06
S63 Uniform Securities Agent State Law Examination 1998-07-24
  • S65 Uniform Investment Adviser Law Examination
    1998-08-06
  • S63 Uniform Securities Agent State Law Examination
    1998-07-24
Other Names
  • Ted Sheehan

View on SEC IAPD

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