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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-09 |
| NH | RA | APPROVED | 2021-05-18 |
Branch Locations
One International Place Suite 2810, Boston, MA 02110 • United States
Seabrook, NH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc | Boston | MA | 03/2007 | 09/2016 |
| Raymond James & Associates, Inc. | Boston | MA | 09/2016 | 06/2021 |
| Raymond James & Associates, Inc. | Seabrook | NH | 06/2021 | Present |
SERVE ON THE BOARD OF GOVERNORS FOR THE HAVERHILL GOLF & COUNTRY CLUB
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-24 |
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