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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-09-15 |
| TX | RA | APPROVED_RES | 2020-01-06 |
| IL | RA | APPROVED | 2018-03-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Oak Brook | IL | 01/2006 | 03/2017 |
| Mml Investors Services | Weston | FL | 03/2017 | Present |
| Massmutual Life Insurance Company | Weston | FL | 07/2016 | Present |
1) Name: Ronald Millar Inv rel: Y Add: 300 S Wacker Drive Suite 2000 Chicago, IL 60606 Nature: Outside Insurance Sales Position: Sales, Agent Start date: 02/01/2018 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Individual Life, Health, Group Life, Group Health, Fixed Annuity, Index Annuity, DI, LTC. 2) Name: Ronald Millar Inv rel: Y Add: Chicago, IL 60641 Nature: Simple Rental Property Position: Property Owner Start date: 02/01/2018 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Rental property owners. 3) Name: Core Capital Wealth Management Group Inv Rel: Y Add: West FL 33326 Nature: Owner of LLC for pass through compensation Position: Owner Start Date: 1/16/2025 No Hr/Mo: 0 No Hr/Mo Dur Sec Trading: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-24 |
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