Lee Nelson Schmertzler

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2016 → 05/2018
  M Holdings Securities, Inc.
  Needham, MA
• 11/2016 → 09/2022
  Pinnacle Pension Consultants Llc
  Needham, MA
• 09/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2017-11-07 → 2022-09-21
  Pinnacle Pension Consultants Llc
  Needham, MA

Other Businesses

1) AEGIS RETIREMENT PARTNERS, 86 BAKER AVENUE EXT, SUITE 309, CONCORD MA 01742, 03/2024, INVESTMENT ADVISOR REPRESENTATIVE, INV REL, 160 HR/MO - 120 HR/MO TRADING. 2) LEE SCHMERTZLER, 86 BAKER AVENUE EXT, SUITE 309, CONCORD MA 01742, 03/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 0 HR/MO - 0 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-09-07
• S63 Uniform Securities Agent State Law Examination
  1999-03-20