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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-12-13
TX RA APPROVED 2024-12-13
  • TN RA
    APPROVED
    Since 2024-12-13
  • TX RA
    APPROVED
    Since 2024-12-13

Branch Locations

150 Motor Parkway Suite 401, Hauppauge, NY 11788 • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

2005 Venture Park, Kingsport, TN 37660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
4Thought Financial Group Inc. Syosset NY 11/2014 09/2016
National Planning Corporation Islandia NY 09/2016 10/2017
The Investment Center Inc Mount Carmel TN 10/2017 12/2024
Ic Advisory Services Inc Mount Carmel TN 10/2017 12/2024
Kovack Securities, Inc. Fort Lauderdale FL 12/2024 Present
Kovack Advisors, Inc. Fort Lauderdale FL 12/2024 Present
  • 11/2014 → 09/2016
    Syosset, NY
  • 09/2016 → 10/2017
    National Planning Corporation
    Islandia, NY
  • 10/2017 → 12/2024
    The Investment Center Inc
    Mount Carmel, TN
  • 10/2017 → 12/2024
    Ic Advisory Services Inc
    Mount Carmel, TN
  • 12/2024 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 12/2024 → Present
    Fort Lauderdale, FL
Previous Registrations
  • 2017-10-11 → 2024-12-16
    Ic Advisory Services, Inc.
    Islandia, NY
    Bedminster, NJ
    Mount Carmel, TN
    Hauppauge, NY
    Kingsport, TN
  • 2016-09-06 → 2017-10-10
    National Planning Corporation
    Islandia, NY
  • 2015-01-21 → 2016-09-01
    Syosset, NY
Other Businesses

1) DBA - FINANCIALWIZDOM - 2005 VENTURE PARK KINGSPORT, TN 37660; INVESTMENT RELATED; START DATE 9/4/2024; FINANCIAL PLANNING, BROKERAGE AND ADVISORY; OWNER; 100% OF TIME SPENT. 2) FIXED INSURANCE - 2005 VENTURE PARK KINGSPORT, TN 37660; INVESTMENT RELATED; SALES REPRESENTATIVE; FIXED INSURANCE SALES; 2 HOURS/MONTH DEVOTED TO OTHER BUSINESS; LESS THAN 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-17
  • S66 Uniform Combined State Law Examination
    2002-12-17
Other Names
  • Pak Tung Le
  • Pak Le
  • Paktung Le

View on SEC IAPD

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