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Transamerica Retirement Advisors, LLC CRD 107319
$18.8B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 07/2014 | 08/2017 |
| Lpl Financial Llc | Golden Valley | MN | 08/2017 | 01/2018 |
| Trustone Financial Credit Union | Golden Valley | MN | 08/2017 | 01/2018 |
| Ameriprise Financial Services Inc | Minneapolis | MN | 01/2018 | 01/2019 |
| Riversource Distributors, Inc. | Minneapolis | MN | 01/2019 | 12/2021 |
| Fidelity Investments | Merrimack | NH | 12/2021 | 10/2023 |
| Transamerica Investors Securities Corporation | Bloomington | MN | 10/2023 | Present |
| Transamerica Life Insurance Company | Bloomington | MN | 10/2023 | Present |
OBA-100063|OrgNmn:Menards|Org Addr:Richfield ,Minnesota,US|OBA Nature:Home Improvement Center |Invst Rel:N|Title:Cashier and/or Retail stocker and|Duties:Cashiering and/or regular retail work |StrtDt:|TotHrs/mon:50|TrdHrs/mon:0|OBA-65036|OrgNmn:Pederson Farms|Org Addr:Roseau,Minnesota,US|OBA Nature:Passive income from Government|Invst Rel:N|Title:Partner|Duties:bookkeeping, contract maintenance requirements (planting/mowing/tilling)|StrtDt:12-13-21|TotHrs/mon:10|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-21 |
| S65 | Uniform Investment Adviser Law Examination | 2015-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-29 |
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