Charles Richard Cooke

Current Employers

Employment History

• 10/2015 → Present
  The Strategic Financial Alliance, Inc.
  Atlanta, GA
• 10/2015 → 09/2021
  Acorn Financial Advisory Services, Inc.
  Reston, VA
• 09/2021 → Present
  Allegiance Financial Group Advisory Services Llc
  Vienna, VA
• 11/2007 → 07/2022
  Cooke Capital Inc.
  Wilmington, NC
• 11/2007 → 09/2021
  Cooke Capital Inc. Dba For Acorn Financial Advisory Services
  Wilmington, NC

Previous Registrations

• 2015-11-04 → 2021-10-07
  Acorn Financial Advisory Services, Inc.
  Wilmington, NC
  Reston, VA
• 2010-04-30 → 2015-11-04
  Woodbury Financial Services, Inc.
  Goldsboro, NC
  Wilmington, NC
• 2006-07-18 → 2010-05-04
  National Planning Corporation
  Goldsboro, NC

Other Businesses

1) REGISTERED REPRESENTATIVE FOR THE STRATEGIC FINANCIAL ALLIANCE, INC. 2) Name: Allegiance Financial Group Advisory Services Position: Partner Nature: Fee for Service. Investment Related: Yes Hours: 100 Securities Trading Hours: 75 Start Date: 10/01/2021 Address: 265 Racine Drive, STE 204, Wilmington, NC 28403, United States Description: Financial Planning, Investment Advisory, Life Planning, Management Decisions 3) Name: Banksy Holdings LLC Position: Owner Nature: Holding Company of company Stock Investment Related: No Hours/Month: 1 Securities Trading Hours: 0 Start Date: 01/01/2026 Address: 1721 Allens Lane, STE 103, Wilmington, NC 28403, United States Description: Holding Company 4). Name: Dental 401K Position: Owner/Sole Proprietor Nature: The name was acquired for marketing purposes. We now have a website and marketing materials. This is a DBA. This is in conjunction with BAM and Newport Group. Investment Related: Yes Hours/Month: 8 Securities Trading Hours: 0 Start Date: 01/01/2019 Address: 265 Racine Drive, STE 204, Wilmington, NC 28403, United States Description: 100% owner. Marketing to Dentists with 401K's.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-07-14
• S63 Uniform Securities Agent State Law Examination
  2002-03-01

Designations

Other Names

• Charlie Cooke