Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2023-07-25 |
| TX | RA | APPROVED_RES | 2023-07-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Berthel Fisher & Co Financial Services, Inc. | Lincoln | NE | 12/2011 | 07/2023 |
| Lpl Financial Llc | Lincoln | NE | 07/2023 | Present |
1) 07/21/2023 - Midwest Choice Financial - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours Per Month/ 40 Hours During Trading 2) 07/21/2023 - GOLDBERG FINANCIAL SERVICES LLC - Business Entity For Tax/Investment Purposes Only - Home Based - Non Investment related - Start date: 11/20/2013. 3) 03/07/2024 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 03/04/2024 - 2 Hours Per Month/ 0 Hours During Trading 4) 03/07/2024 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date:03/04/2024 - 2 Hours Per Month/ 0 Hours During Trading 5) 03/11/2024 - Midwest Choice Financial - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 02/28/2024 - 2 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-17 |
Reach out to this advisor