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Kristi Oquin Pool

Arete Wealth Advisors, LLC

Chicago, IL

Opelousas, LA

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Current Employers
Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-04-23
TX RA APPROVED 2024-09-04
CA RA APPROVED 2024-07-25
  • LA RA
    APPROVED
    Since 2025-04-23
  • TX RA
    APPROVED
    Since 2024-09-04
  • CA RA
    APPROVED
    Since 2024-07-25

Branch Locations

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

4670 I-49 Service Road, Opelousas, LA 70571 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Consolidated Electrical Distributors Irving TX 11/2014 03/2022
Integrity Registered Investment Advisors Lafayette LA 03/2022 06/2024
Dupre Carrier Godchaux Opelousas LA 07/2024 Present
Arete Wealth Advisors Chicago IL 07/2024 Present
  • 11/2014 → 03/2022
    Consolidated Electrical Distributors
    Irving, TX
  • 03/2022 → 06/2024
    Integrity Registered Investment Advisors
    Lafayette, LA
  • 07/2024 → Present
    Dupre Carrier Godchaux
    Opelousas, LA
  • 07/2024 → Present
    Arete Wealth Advisors
    Chicago, IL
Previous Registrations
  • 2023-01-01 → 2024-07-08
    Integrity Ria, Llc
    Lafayette, LA
Other Businesses

DBA-Dupre Carrier Godchaux Financial, Financial Representative; service clients. 160 hours per month during trading hours, start date 07/2024.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-28
S63 Uniform Securities Agent State Law Examination 2005-08-11
  • S65 Uniform Investment Adviser Law Examination
    2022-12-28
  • S63 Uniform Securities Agent State Law Examination
    2005-08-11
Other Names
  • Kristi Lynn O'QUin
  • Kristi O'QUin Pool

View on SEC IAPD

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PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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