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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-17 |
| NY | RA | APPROVED | 2025-10-03 |
Branch Locations
200 Broadhollow Rd Ste 302, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Melleville | NY | 10/2009 | 05/2021 |
| Bank Of America, N.A. | Melville | NY | 01/2010 | 05/2021 |
| Lpl Financial Llc | Melville | NY | 07/2021 | 10/2025 |
| Ameriprise Financial Services, Llc | Melville | NY | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-17 |
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