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Employer firm

Lincoln Investment CRD 519

$22.0B regulatory AUM 595 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2014-02-21
  • UT RA
    APPROVED
    Since 2014-02-21

Branch Locations

Park City, UT • United States

21800 Burbank Blvd Suite 200, Woodland Hills, CA 91367 • United States

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2014-02-21
  • UT RA
    APPROVED
    Since 2014-02-21

Branch Locations

Park City, UT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ryan M Day Conulting Inc. Orem UT 04/2004 Present
Capital Analysts Cincinnati OH 11/2011 Present
Lincoln Investment Orem UT 06/2012 Present
Previous Registrations
  • 2011-12-22 → 2012-06-01
    Cincinnati Analysts, Inc.
    Woodland Hills, CA
    Orem, UT
  • 2005-08-04 → 2011-11-18
    Knox Capital Advisors, Llc
    Draper, UT
  • 2004-02-12 → 2005-08-05
    Draper, UT
  • 2002-05-14 → 2004-02-12
    Provo, UT
Other Businesses

RYAN M DAY CONSULTING POSITION: I own RMDC but one of the outside activities is writing books. NATURE: Author INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2019 ADDRESS: 3000 Canyons Resort Drive, #4805, Park City UT 84098, United States DESCRIPTION: Author RYAN M. DAY CONSULTING POSITION: Owner, Agent NATURE: Fixed Insurance Sales and Service INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2011 ADDRESS: 3000 Canyons Resort Drive, #4805, Park City UT 84098, United States DESCRIPTION: I receive residual trail commissions for old business only. I am no longer offering or selling the products or services of any insurance carrier away from Lincoln.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-19
S63 Uniform Securities Agent State Law Examination 1998-06-19
  • S65 Uniform Investment Adviser Law Examination
    2002-04-19
  • S63 Uniform Securities Agent State Law Examination
    1998-06-19
Designations
  • Certified Financial Planner

View on SEC IAPD

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