Mark Finelli

Current Employers

Blue Square Asset Management, Llc

17 State Street 40Th Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2022-08-10

AZ RA
APPROVED

Since 2022-08-10

Branch Locations

Chandler, AZ • United States

17 State Street 40Th Floor, New York, NY 10004 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
United Capital	Tucson	AZ	05/2016	05/2018
Overstock	Tucson	AZ	01/2017	10/2017
Inx Services Inc.	Tucson	AZ	05/2018	06/2020
Blue Square Asset Management, Llc	New York	NY	05/2022	Present
Celsius Network	Tucson	AZ	06/2020	02/2021
Unemployed	Chandler	AZ	02/2021	05/2022

05/2016 → 05/2018

United Capital

Tucson, AZ
01/2017 → 10/2017

Overstock

Tucson, AZ
05/2018 → 06/2020

Inx Services Inc.

Tucson, AZ
05/2022 → Present

Blue Square Asset Management, Llc

New York, NY
06/2020 → 02/2021

Celsius Network

Tucson, AZ
02/2021 → 05/2022

Unemployed

Chandler, AZ

Previous Registrations

2011-03-03 → 2011-05-17

Larry Black Wealth Management

Park City, UT
2008-06-27 → 2009-03-11

Wells Fargo Investments, Llc

Fountain Hills, AZ

Phoenix, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-04-22
S66	Uniform Combined State Law Examination	2008-06-25
S63	Uniform Securities Agent State Law Examination	2008-06-17

S65 Uniform Investment Adviser Law Examination

2022-04-22
S66 Uniform Combined State Law Examination

2008-06-25
S63 Uniform Securities Agent State Law Examination

2008-06-17