Geoffrey Luke Bates

Employer firm

Bates Wealth Management, LLC CRD 284892

$15.5M regulatory AUM 32 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 09/2016
  Signator Investors, Inc.
  Los Angeles, CA
• 03/2011 → Present
  Sole Proprietor
  Los Angeles, CA
• 09/2016 → Present
  Bates Wealth Management, Llc
  Los Angeles, CA

Previous Registrations

• 2016-05-13 → 2016-09-28
  Signator Investors, Inc.
  Los Angeles, CA
  Tukwila, WA
• 2009-09-04 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Los Angeles, CA
  Tukwila, WA
• 2007-05-21 → 2009-09-04
  Transamerica Financial Advisors, Inc.
  Los Angeles, CA
  Los Angeles, CA
  Tukwila, WA

Other Businesses

1)BATES INSURANCE SERVICES, 152 N. HOBART BLVD, LOS ANGELES, CA, OWNER/INSURANCE AGENT FOR LIFE & HEALTH INSURANCE SALES, INV-RELATED, START 3/2011, 6 HRS/MO

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-03-15
• S63 Uniform Securities Agent State Law Examination
  2000-10-20

Designations

• Certified Financial Planner