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Kelly Parham

Wells Fargo Clearing Services, LLC

Charlotte, NC

CRD 3063231

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-06-01
TX RA APPROVED_RES 2022-05-26
  • NC RA
    APPROVED
    Since 2022-06-01
  • TX RA
    APPROVED_RES
    Since 2022-05-26

Branch Locations

6000 Fairview Rd 8Th Fl [Support Center], Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Campbell Wealth Management Alexandria VA 09/2014 09/2019
Lpl Financial Llc Alexandria VA 08/2015 10/2018
Madison Avenue Securities, Llc San Diego CA 10/2018 09/2019
Wells Fargo Clearing Services, Llc Charlotte NC 09/2019 07/2021
Ally Invest Securities Llc Charlotte NC 07/2021 04/2022
Wells Fargo Clearing Services, Llc Charlotte NC 04/2022 Present
  • 09/2014 → 09/2019
    Campbell Wealth Management
    Alexandria, VA
  • 08/2015 → 10/2018
    Lpl Financial Llc
    Alexandria, VA
  • 10/2018 → 09/2019
    Madison Avenue Securities, Llc
    San Diego, CA
  • 09/2019 → 07/2021
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
  • 07/2021 → 04/2022
    Ally Invest Securities Llc
    Charlotte, NC
  • 04/2022 → Present
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-17
S63 Uniform Securities Agent State Law Examination 2006-03-06
  • S66 Uniform Combined State Law Examination
    2020-08-17
  • S63 Uniform Securities Agent State Law Examination
    2006-03-06
Other Names
  • Kelly J Miller
  • Kelly J Miller
  • Kelly J Jordan
  • Kelly J Miller
  • Kelly J Parham
  • Kelly Miller

View on SEC IAPD

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Nearby Investors

JOSHUA REESE BAILEY
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Nearby Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC

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