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425 N Martingale Rd Suite 1220, Schaumburg, IL 60173 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-30 |
Branch Locations
1800 West Loop South Unit 1700, Houston, TX 77027 • United States
425 N Martingale Rd Suite 1220, Schaumburg, IL 60173 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Houston | TX | 04/2011 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 04/2019 |
| Mml Investors Services, Llc | Houston | TX | 03/2017 | 04/2019 |
| Next Financial Group | Houston | TX | 10/2019 | 04/2024 |
| Unemployed | Houston | TX | 04/2019 | 10/2019 |
| World Equity Group, Inc. | Houston | TX | 05/2024 | 01/2025 |
| World Equity Group, Inc. | Houston | TX | 01/2025 | Present |
| Exponent Prosperity Accelerator Advisers Llc | Houston | TX | 05/2024 | Present |
1. Innovative Premier Financial Services; Yes, Investment Related; Address: 13105 NW Freeway, Suite 1250, Houston TX 77040, USA; Nature of OBA: Insurance - Fixed Life Insurance and Fixed Annuities trails and overrides; Posn/Title: Agent; Start Date: 05/01/2019; Approx No of Hrs/Mth towards OBA; 8; Approx No of Hrs/Mth during trading Hrs: ZERO Hrs; Duties: I act as an agent selling fixed life and annuity products. I also receive trails and overrides on fixed products from previous production and through agents whom I have recruited to the agency. 2. Exponent Prosperity Accelerator Advisers LLC; Not Investment Related; Address: 1800 West Loop South, Suite 1700, Houston, TX, 77027; USA; Nature of OBA: Business Development, Transition Planning, Executive Retention, and Informal Business Valuation services; Posn/Title: Director of Finance; Start Date: 05/01/2024; Approx No of Hrs/Mth towards OBA; 80; Approx No of Hrs/Mth during trading Hrs: 80 Hrs; Duties: Preparation of internal financial statements, Transition/Executive Retention plan design, Informal Business Valuation reports. 3. Notary Public; Not Investment Related; Address: 1800 W Loop S, Suite 1700, Houston, TX, 77027; Nature of OBA; Texas Notary Public; Posn/Title: Notary Public; Start Date: 04/28/2022; Approx No of Hrs/Mth towards OBA; 80; Approx No of Hrs/Mth during trading Hrs: 80 Hrs; Duties towards OBA: Notarize documents;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-19 |
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