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Susan Michelle Williams

Stock Management LLC

Puyallup, WA

Puyallup, WA

Centralia, WA

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Current Employers
Stock Management Llc

Puyallup, WA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-11
FL RA APPROVED 2024-11-11
OR RA APPROVED 2024-11-11
VA RA APPROVED 2014-11-03
WA RA APPROVED 2001-12-19
  • CA RA
    APPROVED
    Since 2024-11-11
  • FL RA
    APPROVED
    Since 2024-11-11
  • OR RA
    APPROVED
    Since 2024-11-11
  • VA RA
    APPROVED
    Since 2014-11-03
  • WA RA
    APPROVED
    Since 2001-12-19

Branch Locations

Puyallup, WA • United States

Puyallup, WA • United States

Centralia, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stock Management Llc Puyallup WA 07/1997 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-11-07
  • S65 Uniform Investment Adviser Law Examination
    2001-11-07
Other Names
  • Susan M Williams
  • Susan Michelle Heeb

View on SEC IAPD

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