Philip A Confalone

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Mountain Lakes, NJ
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Mountain Lakes, NJ

Other Businesses

Real Estate Ownership; Commercial; 115 US Route 46W, Bld A-4, , Mountain Lakes, NJ, 7046; Investment-Related; 01/12/2010 / Single Family; 344 Dunellen Avenue, , Dunellen, NJ, 8812; Not Investment-Related; 10/17/2014 / Single Family; 647 Eatontown Road, , Greenville, NY, 12771; Not Investment-Related; 05/18/2016. Independent Insurance Brokering; Amerihealth Insurance Company; 02/15/2023; / Banner; 03/19/2013; / Horizon Blue Cross Blue Shield of NJ; 01/25/2007; / UNUM; 06/05/2001; Disability Income. Board of Directors; Bridgewater Baseball and Softball Inc.; Past President; P.O. Box 6222, , Bridgewater, NJ, 8807; Not Investment-Related; 11/01/2022; 10 to 19 hours per month; 0 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-11-11

Other Names

• Philip A Confalone