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4105 Lexington Avenue North Suite 250, Arden Hills, MN 55126 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-05 |
| MN | RA | APPROVED | 2019-11-21 |
Branch Locations
4105 Lexington Avenue North Suite 250, Arden Hills, MN 55126 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | St. Paul | MN | 12/2017 | 03/2019 |
| U.S. Bancorp Investments, Inc. | St. Paul | MN | 12/2017 | 03/2019 |
| Gradient Investments | Arden Hills | MN | 07/2016 | 12/2017 |
| Gradient Investments, Llc | Arden Hills | MN | 03/2019 | Present |
1.) Rental Properties; not investment-related; Crystal, MN and Apple Valley, MN; Rental Property; Property Owner; 12/4/2017; 10 hours/month; 0 hours/trading; oversee property management of homes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-13 |
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