Charles Michael Luck

Current Employers

Employment History

• 03/2009 → Present
  Rbc Capital Markets Corporation
  Wilmington, DE
• 11/2019 → Present
  City National Bank
  Wilmington, DE

Previous Registrations

• 2005-07-22 → 2009-03-13
  Ferris, Baker Watts, Llc
  Wilmington, DE
  Wilmington, DE
• 1999-05-13 → 2005-07-26
  Morgan Stanley Dw Inc.
  Newark, DE

Other Businesses

(1) ST JOHN THE BAPTIST - HOLY ANGELS CHURCH; ADDRESS: 82 POSSUM PARK ROAD NEWARK, DE 19711; BUSINESS DESCRIPTION: CATHOLIC CHURCH; NOT INVESTMENT RELATED; START DATE: 04/18/2106; CAPACITY: COMMITTEE/COUNCIL MEMBER; DUTIES: FINANCE COUNCIL - REGULARLY REVIEW THE OPTIONS FOR INVESTING THE PARISH ACCOUNTS & THE BUDGET PRIORITIES FOR THE CHURCH; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) Name of Entity: The Newark Arts Alliance Non-Investment related Address of Entity: 276 E Main Street, Ste 102 Newark, DE 19711 Nature of OBA: Cultural and Arts center Position/Title/Relationship: Committee/Council Member (not associated with the Board of Directors) Projected start date: 05/30/23 Time Devoted: 6 hours; 0 during securities trading hours Duties: I am on the exhibits committee. We plan upcoming exhibits, hang new exhibits and host receptions for exhibits. (3) NAME OF ENTITY: City of Newark ADDRESS: 220 South Main Street Newark, DE 19711 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Government. CAPACITY: Board of Directors START DATE: 07/01/2023 DUTIES: To implement the Code of Ethics adopted by City Council for public officers and employees. To receive and initiate complaints of violations of the Code of Ethics. To hear and investigate complaints and transmit the findings to the Council or the City Manager. To render advisory opinions or interpretations with respect to the application of the Code of Ethics, either on request or on its own initiative. To propose revisions of the Code of Ethics to assure its continuing pertinence and effectiveness. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (4) NAME OF ENTITY: University of Delaware ADDRESS: Univ of Delaware Center for Global & Professional Studies Elliot Hall: 26 E. Main Street Newark DE 19716 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Educational Institution START DATE: 21/06/2025 CAPACITY: Volunteer DUTIES: President Elect. Volunteer Coach a Mandela Washington Fellow from Lesotho on her Focus Project. Primary duties include proofreading and refining her project details, helping her find connections with other non-profits with a similar mission and introduce her to local businesses that are in her field. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (5) NAME OF ENTITY: Delaware Art Museum ADDRESS: 2301 Kentmere Parkway Wilmington DE 19806 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Arts Institution START DATE: Aug 07, 2026 CAPACITY: Other DUTIES: Exhibiting one of my photographs, which must be available for sale. If sold, expect $99 net commission. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-03
• S63 Uniform Securities Agent State Law Examination
  1998-07-27

Designations