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Joseph Patrick Broderick

Nationwide Investment Advisors, LLC

Columbus, OH

CRD 3062542

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Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-11-12
  • OH RA
    APPROVED
    Since 2021-11-12

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimerfunds Distributor, Inc. New York NY 01/2008 05/2019
Invesco Distributors, Inc. Houston TX 05/2019 09/2020
Nationwide Investment Services Corp Columbuus OH 09/2021 Present
Unemployed Hoboken NJ 09/2020 09/2021
  • 01/2008 → 05/2019
    Oppenheimerfunds Distributor, Inc.
    New York, NY
  • 05/2019 → 09/2020
    Invesco Distributors, Inc.
    Houston, TX
  • 09/2021 → Present
    Nationwide Investment Services Corp
    Columbuus, OH
  • 09/2020 → 09/2021
    Unemployed
    Hoboken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-10
S63 Uniform Securities Agent State Law Examination 2008-03-28
  • S66 Uniform Combined State Law Examination
    2021-11-10
  • S63 Uniform Securities Agent State Law Examination
    2008-03-28

View on SEC IAPD

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