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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-26 |
| TX | RA | APPROVED_RES | 2025-06-10 |
| NC | RA | APPROVED | 2011-05-16 |
Branch Locations
400 S Front St, New Bern, NC 28560 • United States
695 E Arlington Blvd Stes 101 & 200, Greenville, NC 27858 • United States
190 Biltmore Ave, Asheville, NC 28801 • United States
Asheville, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Asheville | NC | 04/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-12 |
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