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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-19 |
| OH | RA | APPROVED | 2011-09-15 |
Branch Locations
3685 Stutz Drive-Suite 201, Canfield, OH 44406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Canfield | OH | 03/2009 | Present |
1. Rental Property; 125 Shipyard Drive, Unit 127, Hilton Head, SC, 29928; Co-manage rental property; 1/1/2016; 3 hours per month; not during securities trading hours; investment-related. 2. Canfield Wrestling Club; PO Box 1052, Canfield, OH 44406; Youth wrestling club; Treasurer, Board of Directors; Present budgets, book and record keeping; 10/28/2021; 2 Hours per Week; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-08-25 |
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