Best Investors
Account
Sign in
Best Investors
Account
Sign in
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-11-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Chicago | IL | 04/2014 | 10/2017 |
| Mml Investors Services | Chicago | IL | 05/2014 | 10/2017 |
| Charles Schwab & Co., Inc. | Oak Park | IL | 10/2017 | Present |
| Charles Schwab Bank Ssb | Chicago | IL | 10/2017 | 08/2021 |
| Independent Insurance Agent | Oak Park | IL | 03/2017 | Present |
1) N/A|Investment Related: No|Insurance|Insurance Agent |3/20/2017|Less than 20 hour/month - 0 during trading hours|I receive residual commissions for fixed life and disability insurance policies issued before my time at Schwab. I have canceled all contracts with the insurers, but they continue to pay residual commissions. Please note, I am not actively soliciting or servicing any insurance policies outside of Charles Schwab and understand I will need to amend the OBA once all residual commissions cease.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-01 |
Reach out to this advisor