Best Investors Account Sign in

Edward Richard Riepe

Morgan Stanley

Melville, NY

CRD 3062037

Claim This Profile
Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
NJ RA APPROVED 2020-10-07
CT RA APPROVED 2020-10-02
MD RA APPROVED 2020-10-02
TX RA APPROVED 2020-10-02
  • NY RA
    APPROVED
    Since 2021-06-16
  • NJ RA
    APPROVED
    Since 2020-10-07
  • CT RA
    APPROVED
    Since 2020-10-02
  • MD RA
    APPROVED
    Since 2020-10-02
  • TX RA
    APPROVED
    Since 2020-10-02

Branch Locations

58 South Service Road Suite 400, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. New York NY 04/2013 10/2020
Hsbc Bank Usa, N.A. New York NY 08/2016 10/2020
Morgan Stanley Smith Barney Llc Melville NY 10/2020 Present
Morgan Stanley Private Bank, N.A New York NY 10/2020 Present
  • 04/2013 → 10/2020
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 08/2016 → 10/2020
    Hsbc Bank Usa, N.A.
    New York, NY
  • 10/2020 → Present
    Morgan Stanley Smith Barney Llc
    Melville, NY
  • 10/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2009-01-13 → 2020-11-02
    Hsbc Securities (Usa) Inc.
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-12
S63 Uniform Securities Agent State Law Examination 1998-07-24
  • S65 Uniform Investment Adviser Law Examination
    2009-01-12
  • S63 Uniform Securities Agent State Law Examination
    1998-07-24
Designations
  • Certified Financial Planner
Other Names
  • Edward R. Riepe

View on SEC IAPD

More in Melville, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor