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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-29 |
Branch Locations
Garden City, NY • United States
Bethage, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Woodbury | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Woodbury | NY | 11/2016 | 07/2021 |
| Raymond James Financial Services, Inc | Garden City | NY | 07/2021 | Present |
| Raymond James Financial Services Advisors, Inc | Garden City | NY | 07/2021 | Present |
(1)Name of Business: Devine Wealth Management Inc Address: 100 Quentin Roosevelt Ste 209, Garden City, NY, 11530, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 09/09/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a support company for my financial planning practice. Activity to support company owner to make sure registrations report properly (2)Name of Business: Suffolk County Legal Aid Society Address: 320 Carleton Avenue Suite 2500, Central Islip, NY, 11722, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member, Director, Officer - Secretary Investment Related: Yes Start Date: 01/03/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Attend quarterly board meetings, contribute financial expertise to budget and finance committee, contribute expertise with my background in navigating not for profits (3)Name of Business: Sweet Home Assets LLC Address: 7 robin court, bethpage, NY, 11714, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/06/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: managing property (4)Name of Business: Ten Ten Associates Address: 100 Quentin Roosevelt, Garden City, NY, 11530-4843, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 07/21/2021 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-04 |
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