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Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 1999-08-16
  • KY RA
    APPROVED
    Since 1999-08-16

Branch Locations

1040 Monarch St., Lexington, KY 40513 • United States

4 Hudson Hollow Road, Frankfort, KY 40601 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

323 Townepark Circle, Louisville, KY 40243 • United States

1894 N. Main Street, Monticello, KY 42633 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Klines'S Inc Frankfort KY 01/1997 Present
Money Concepts Capital Corp N Palm Bch FL 05/1998 Present
Other Businesses

1.KLINE'S INC, 4 HUDSON HOLLOW ROAD, FRANKFORT, KY 40601, CORPORATION,OWNER/SHAREHOLDER, MANAGEMENT SERVICES, 40 HRS. MO., SAME DURING SECURITIES TRADING. 2. ADVANCED FINANCIAL SOLUTIONS GROUP, LLC, aka AFS GROUP,LLC, 4 HUDSON HOLLOW ROAD, FRANKFORT, KY 40601, PARTNERSHIP, BUSINESS MANAGER:MANAGEMENT SERVICES, NON-INVESTMENT-RELATED, OWNER OR SHAREHOLDER, 12 HRS, MO. CONDUCTING THIS BUSINESS. 3. FRANKFORT HOLDINGS, INC., 4 HUDSON HOLLOW ROAD, FRANKFORT, KY 40601, HOLDING COMPANY FOR INHERITED FAMILY LIMITED PARTNERSHIPS, NON INVESTMENT REALTED BUSINESS, OFFICE, OWNER OR SHAREHOLDER, TAKE CARE OF ALL ANNUAL FILLINGS, 1 HR. MO. CONDUCTING THIS ACTIVITY. 4. RELAX AND REKLINE FARMS, 10501 OWENTON ROAD, FRANKFORT, KY 40601, SOLE PROPRIETORSHIP, OWNER OR SHAREHOLDER, FARMING, CONSUMABLE ITEMS, NON INVESTMENT-RELATED BUSINESS, 20 HRS. MO. CONDUCTING THIS ACITIVITY. 5. MSK PROPERTIES, LLC. 4 HUDSON HOLLOW ROAD, FRANKFORT, KY 40601, LLC, COMMERCIAL PROPERTY MANAGEMENT, 4 HRS. MO., SAME DURING SECURITIES TRADING. 6. Kline's Financial Services, LLC,Owner. investment related, 21 - 40% time spent on activity during non-securities hrs. 7. Health Insurance and Supplements, Agent, Non-investment related, 1-10% time spent on activity during non-securities hrs. 8. Albrite Financial Group, LLC, since 5/15/2023, owner, Non-investment related, 11-20% time spent on activity during securities hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-06-21
  • S66 Uniform Combined State Law Examination
    1999-06-21

View on SEC IAPD

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