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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2007-06-19
  • KY RA
    APPROVED
    Since 2007-06-19

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

323 Townepark Circle, Louisville, KY 40243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Capital Corp Louisville KY 05/1998 Present
Other Businesses

1. CREATIVE CAPITAL GROUP, CORP., 323 TOWNEPARK CIRCLE, LOUISVILLE, KY 40243, INVESTMENT ADVISER, EMPLOYEE, INVESTMENT RELTED BUSINESS, CLIENT SERVICE, APPROX. 32 HRS. MO. DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-05-28
  • S66 Uniform Combined State Law Examination
    1998-05-28
Designations
  • Certified Financial Planner
Other Names
  • Jennifer P Swetnam
  • Jennifer Paige Greenwell

View on SEC IAPD

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