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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 1994-11-24
  • CT RA
    APPROVED
    Since 1994-11-24

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

50-52 Main St., Windsor Locks, CT 06096 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

75 Garden St., Wethersfield, CT 06109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Anthony T. Muscarella, Cpa Windsor Locks CT 11/1997 Present
Money Concepts Capital Corp Bloomfield CT 05/1998 Present
Other Businesses

1. ANTHONY T MUSCARELLA CPA,52 MAIN STREET, WINDSOR LOCKS, CT 06096, SOLE PROPRIETORSHIP, ADMINISTRATIVE, TAX PREPARATION/ACCOUNTING, 60% CONDUCTING THIS ACTIVITY, 0 DURING SECURITIES TRADING. 2. Plan Now Financial Services LLC, tax, agent. Investment related, 60% time spent on activity during non-securities hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-10-10
  • S66 Uniform Combined State Law Examination
    1998-10-10
Other Names
  • Laurie Ann Wieliczka

View on SEC IAPD

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