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Kevin Dale Counts

LPl Financial LLC

Bowling Green, KY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-11-09
  • KY RA
    APPROVED
    Since 2023-11-09

Branch Locations

1143 Fairway St Ste 106, Bowling Green, KY 42103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Bowling Green KY 09/2014 12/2020
Level Four Advisory Services Bowling Green KY 09/2014 11/2023
Harbor Financial Services, Llc Mobile AL 01/2021 11/2023
Lpl Financial Llc Bowling Green KY 11/2023 Present
  • 09/2014 → 12/2020
    Lpl Financial
    Bowling Green, KY
  • 09/2014 → 11/2023
    Level Four Advisory Services
    Bowling Green, KY
  • 01/2021 → 11/2023
    Harbor Financial Services, Llc
    Mobile, AL
  • 11/2023 → Present
    Lpl Financial Llc
    Bowling Green, KY
Previous Registrations
  • 2014-09-09 → 2023-10-31
    Level Four Advisory Services
    Bowling Green, KY
    Dallas, TX
    Bowling Green, KY
  • 2006-05-26 → 2014-09-04
    1St Global Advisors Inc
    Bowling Green, KY
  • 2004-06-11 → 2010-08-20
    Wealth Management, Inc.
    Bowling Green , KY
  • 2004-01-16 → 2004-07-06
    1St Global Advisors Inc
    Bowling Green, KY
Other Businesses

1- 10/2023 / KDC KY Properties / Real Estate Rental / Investment Related / 1 HR Mnth / start date 3/28/2019 2- 10/2023 / Platinum Rule Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / 160 HR Mnth / 8 Hrs During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-31
S63 Uniform Securities Agent State Law Examination 1998-06-08
  • S66 Uniform Combined State Law Examination
    2003-12-31
  • S63 Uniform Securities Agent State Law Examination
    1998-06-08
Designations
Other Names
  • Kevin D Counts

View on SEC IAPD

Other Firms

U.S. BANCORP ADVISORS, LLC
EDWARD JONES
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ROBERT W. BAIRD & CO. INCORPORATED
AEGIS CAPITAL CORP.

Other Investors

Evonda Gail Sowders
Regina Gail Parsley-Byrd
Ann Page Beard
Kendall McClenny Roper
Caleb Eugene Meade
TINA KAY TAYLOR
JOHN ANDREW MARTIN
DEREK WAYNE HULL

Other Offices

U.S. BANCORP ADVISORS, LLC · Bowling Green, KY
EDWARD JONES · BOWLING GREEN, KY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · BOWLING GREEN, KY
LPL FINANCIAL LLC · BOWLING GREEN, KY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · BOWLING GREEN, KY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BOWLING GREEN, KY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BOWLING GREEN, KY
ROBERT W. BAIRD & CO. INCORPORATED · Bowling Green - Park Plaza, KY

More in Bowling Green, KY

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