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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-05 |
| VA | RA | APPROVED | 2023-04-27 |
Branch Locations
Glen Allen, VA • United States
4300 Cox Road, Glen Allen, VA 23060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Glen Allen | VA | 01/1997 | 02/2017 |
| Raymond James Financial Services, Inc | Richmond | VA | 03/2017 | Present |
| Union Bank & Trust | Henrico | VA | 02/2017 | 05/2019 |
| Lowe'S Home Improvement | Richmond | VA | 02/2018 | 06/2018 |
| Atlantic Union Bank | Glen Allen | VA | 05/2019 | Present |
| Atlantic Union Bank | Glen Allen | VA | 05/2019 | Present |
| Raymond James Financial Services Advisors, Inc | Glen Allen | VA | 04/2023 | Present |
(1)Name of Business: Atlantic Union Bank Address: 4300 Cox Road, Glen Allen, VA, 23060, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 05/20/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Client Assistant (2)Name of Business: Atlantic Union Financial Consultants, LLC/AUB Wealth Management Address: 4300 Cox Rd, Glen Allen, VA, 23060, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 03/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Client Assistant
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-30 |
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