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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-05
VA RA APPROVED 2023-04-27
  • TX RA
    APPROVED_RES
    Since 2025-09-05
  • VA RA
    APPROVED
    Since 2023-04-27

Branch Locations

Glen Allen, VA • United States

4300 Cox Road, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Glen Allen VA 01/1997 02/2017
Raymond James Financial Services, Inc Richmond VA 03/2017 Present
Union Bank & Trust Henrico VA 02/2017 05/2019
Lowe'S Home Improvement Richmond VA 02/2018 06/2018
Atlantic Union Bank Glen Allen VA 05/2019 Present
Atlantic Union Bank Glen Allen VA 05/2019 Present
Raymond James Financial Services Advisors, Inc Glen Allen VA 04/2023 Present
  • 01/1997 → 02/2017
    Wells Fargo Advisors, Llc
    Glen Allen, VA
  • 03/2017 → Present
    Raymond James Financial Services, Inc
    Richmond, VA
  • 02/2017 → 05/2019
    Union Bank & Trust
    Henrico, VA
  • 02/2018 → 06/2018
    Lowe'S Home Improvement
    Richmond, VA
  • 05/2019 → Present
    Atlantic Union Bank
    Glen Allen, VA
  • 05/2019 → Present
    Atlantic Union Bank
    Glen Allen, VA
  • 04/2023 → Present
    Glen Allen, VA
Other Businesses

(1)Name of Business: Atlantic Union Bank Address: 4300 Cox Road, Glen Allen, VA, 23060, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 05/20/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Client Assistant (2)Name of Business: Atlantic Union Financial Consultants, LLC/AUB Wealth Management Address: 4300 Cox Rd, Glen Allen, VA, 23060, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 03/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Client Assistant

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-22
S63 Uniform Securities Agent State Law Examination 1998-11-30
  • S66 Uniform Combined State Law Examination
    2023-04-22
  • S63 Uniform Securities Agent State Law Examination
    1998-11-30
Other Names
  • Joy Walker
  • Joy Banner
  • Joy Walker Banner
  • Joy Walker Chatburn
  • Joy Walker Banner-Chatburn
  • Joy Banner Chatburn

View on SEC IAPD

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