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Douglas Martin Druzbik

Wells Fargo Clearing Services, LLC

Orchard Park, NY

Williamsville, NY

CRD 3061528

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
NJ RA APPROVED 2012-01-06
TX RA APPROVED 2011-12-07
  • NY RA
    APPROVED
    Since 2021-07-27
  • NJ RA
    APPROVED
    Since 2012-01-06
  • TX RA
    APPROVED
    Since 2011-12-07

Branch Locations

4370 S Taylor Rd Ste 100, Orchard Park, NY 14127 • United States

6390 Main St, Ste 100, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Buffalo NY 12/2011 11/2016
Wells Fargo Clearing Services, Llc Buffalo NY 11/2016 Present
Other Businesses

RENTAL PROPERTY; INV RELATED; CANADAIGUA, NY; 100% OWNERSHIP; START DATE 6/3/2024; 0 HOURS PER MONTH; 0 DURING TRADING; OWNER.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-07-10
S65 Uniform Investment Adviser Law Examination 1998-07-06
  • S63 Uniform Securities Agent State Law Examination
    1998-07-10
  • S65 Uniform Investment Adviser Law Examination
    1998-07-06
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

WATERFORD ADVISORS, LLC
OSAIC WEALTH, INC.
EDWARD JONES

Nearby Investors

GREGORY LEONARD KOZERSKI
Daniel Byles-Smith
Ryan Michael DiPasquale

Nearby Offices

WATERFORD ADVISORS, LLC · ORCHARD PARK, NY
OSAIC WEALTH, INC. · ORCHARD PARK, NY
EDWARD JONES · ORCHARD PARK, NY

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