Alan Levine

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → Present
  Grove Point Investments
  Rockville, MD
• 04/2010 → Present
  Diversified Securities, Inc.
  Long Beach, CA
• 04/2015 → Present
  Alan Levine
  Newport Beach, CA
• 04/2021 → Present
  Grove Point Advisors, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Ashland, OR
• 05/2025 → Present
  Lpl Financial Llc
  Ashland, OR

Previous Registrations

• 2021-04-01 → 2025-05-01
  Grove Point Advisors, Llc
  Rockville, MD
  Rockville, MD
  Ashland, OR
• 2010-02-17 → 2021-04-01
  Grove Point Investments, Llc
  Rockville, MD
  Seal Beach, CA
  Ashland, OR
• 2009-06-01 → 2010-03-10
  Morgan Stanley
  Newport Beach, CA
• 1999-01-11 → 2009-06-01
  Citigroup Global Markets Inc.
  Newport Beach, CA
  Newport Beach, CA

Other Businesses

ALAN LEVINE -- INSURANCE POSITION: Owner NATURE: Insurance Sales (Investment-Related OBA) INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 4 START DATE: 04/02/2015 ADDRESS: 540 Maple Way, Ashland OR 97520-1520 DESCRIPTION: Sales.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-11-19
• S65 Uniform Investment Adviser Law Examination
  1998-11-18