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Richard Keith Stockton

State Farm Investment Management Corp.

Quincy, CA

Quincy, CA

CRD 3061164

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-08-16
  • CA RA
    APPROVED
    Since 2018-08-16

Branch Locations

70 East Main Street, Quincy, CA 95971 • United States

Quincy, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Quincy CA 04/1998 Present
Richard Stockton Insurance Agency Quincy CA 02/1997 Present
State Farm Investment Management Corp. Quincy CA 08/2018 Present
  • 04/1998 → Present
    State Farm Vp Management Corp.
    Quincy, CA
  • 02/1997 → Present
    Richard Stockton Insurance Agency
    Quincy, CA
  • 08/2018 → Present
    Quincy, CA
Other Businesses

1) Richard Stockton's Insurance Agency; Insurance Agency; Investment-related; 70 E Main St Quincy, CA 95971-9701; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 02/01/1996; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-08-02
  • S63 Uniform Securities Agent State Law Examination
    2000-08-02
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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