Mark Gus Mckimmins

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1983 → Present
  Mckimmins Farms
  Utica, OH
• 09/2003 → Present
  Legend Financial Services
  Columbus, OH
• 01/2010 → 05/2025
  Grove Point Investments, Llc
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Advisors, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Johnstown, OH

Previous Registrations

• 2021-04-01 → 2025-05-01
  Grove Point Advisors, Llc
  Rockville, MD
  Utica, OH
  Rockville, MD
• 2010-01-08 → 2021-04-01
  Grove Point Investments, Llc
  Rockville, MD
  Worthington, OH
  Utica, OH
  Johnstown, OH
• 2003-09-09 → 2009-12-31
  Fsc Securities Corporation
  Columbus, OH
  Worthington, OH
  Columbus, OH
• 2003-01-14 → 2003-09-24
  Investacorp Advisory Services Inc
  Columbus, OH

Other Businesses

1 - 05/2025 - Legend Financial Services LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 0 Hours/Month - 0 Hours During Trading - At reported business location(s). 2 - 05/2025 - McKimmins' Farm - Farm - Inv Related - 12 Hours/Month - 0 Hours During Trading - Utica, OH - OBA Start Date: 01/01/1982.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-08-15

Other Names

• Mark Gus Mckimmins