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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-07-18 |
| CA | RA | APPROVED | 1999-01-05 |
Branch Locations
1333 N California Blvd Ste 630, Walnut Creek, CA 94596 • United States
Pleasant Hill, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Walnut Creek | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Walnut Creek | CA | 03/2020 | Present |
Real Estate Ownership; Multi-Family; 3914 North Academy Blvd, , Colorado Springs, CA, 80917; Investment-Related; 01/01/2005. Business Ownership; MDPWA, LLC; ; LLC formed to facilitate employee expenses and retirement plan options.; 1333 North California Blvd Ste 630 Walnut Creek, CA 94596, ,; Not Investment-Related; 02/25/2016; 1 to 9 hours per month; 1 to 9 during trading hours / MESA LLC; As a member I am involved with expense sharing topics in our Ameriprise Office; MESA is a not for profit expense sharing arrangement LLC; 1333 N California Blvd Suite 630, , Walnut Creek, CA, 94566; Not Investment-Related; 01/01/2003; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-01 |
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