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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-31
FL RA APPROVED 2015-01-27
  • NY RA
    APPROVED
    Since 2021-03-31
  • FL RA
    APPROVED
    Since 2015-01-27

Branch Locations

401 East Jackson Street Suite 2350, Tampa, FL 33602 • United States

Clearwater, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Llc Tampa FL 03/2014 Present
  • 03/2014 → Present
    Neuberger Berman Llc
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-12
S63 Uniform Securities Agent State Law Examination 2010-01-22
  • S65 Uniform Investment Adviser Law Examination
    2014-12-12
  • S63 Uniform Securities Agent State Law Examination
    2010-01-22

View on SEC IAPD

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