Robert Layton

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 10/2016
  Newbridge Securities Corporation
  Boca Raton, FL
• 10/2016 → 10/2017
  Mora Wm Securities
  Miami, FL
• 10/2017 → 03/2018
  Unemployed
  Parkland, FL
• 03/2018 → 12/2019
  Peak Brokerage Services, Llc
  Palm Beach Gardens, FL
• 12/2019 → 10/2022
  Compliance.NEtwork
  Fort Lauderdale, FL
• 05/2020 → 10/2022
  Acp Securities Llc
  Miami, FL
• 11/2020 → 07/2021
  Aml Rightsource
  Cleveland, OH
• 04/2022 → 03/2023
  Northbound Securities Llc
  Bronxville, NY
• 05/2021 → 10/2022
  Oaks Valley Financial Services
  Miami, FL
• 01/2022 → 10/2022
  Sunstate Wealth Management
  Coral Gables, FL
• 06/2022 → 10/2022
  Allaria Securities Llc
  Miami, FL
• 07/2023 → 12/2023
  Ocean Financial Services
  Miami, FL
• 07/2023 → 12/2023
  Ocean Financial Advisors
  Miami, FL
• 03/2023 → 12/2023
  Cima Frc
  Weston, FL
• 11/2023 → 12/2023
  Avanti Securities
  Miami, FL
• 12/2023 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2023-07-31 → 2024-01-09
  Ocean Financial Advisors Llc
  Miami, FL
• 2022-01-24 → 2022-11-16
  Sunstate Wealth Management Llc
  Coral Gables, FL
• 2021-05-24 → 2022-06-29
  Wakeful
  Miami, FL
• 2008-06-02 → 2008-07-30
  Brookstone Securities, Inc.
  West Palm Beach, FL
  Boca Raton, FL
• 2007-01-04 → 2008-05-22
  1St Discount Brokerage, Inc.
  Lake Worth, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-03-16
• S66 Uniform Combined State Law Examination
  2006-09-08
• S63 Uniform Securities Agent State Law Examination
  1998-12-21

Other Names

• Robert Layton
• Robert Lawrence Layton